Brian Zucker

Partner

Speaker

RRBB

Brian is the CFO and Financial Operations Principal for numerous broker dealers and hedge funds. He has over thirty years of experience as a CPA specializing in the securities industry.

Brian started his career as a Senior Consultant at Deloitte Haskins and Sells and later Price Waterhouse. He provides a broad range of accounting, tax and regulatory related services to public companies, hedge funds, broker dealers and high net worth individuals. He has previously served as the President and Chairman of Atlantis Business Development Corp. (ABDV), CFO of Natcore Solar Technology, Inc. (NTCXF) and as a Managing Director of American Frontier Financial Corp. (EVIS)

Topic

4:40 PM - 5:05 PM

Wednesday June 12, 2024

Deep Dive: The Cost of Compliance in SPACs

  • Impact of SPAC sponsor track history disclosure on co-sponsor deals
  • Structural and financial changes target companies need for SEC compliance
  • Cost of fees in SPAC deals now versus pre and during the pandemic
4:30 PM - 5:10 PM

Thursday February 15, 2018

The Listing Options: OTC, AIM, LSE, NYSE American, NYSE, and Nasdaq

  • Overview of the listing requirements of each market/exchange.
  • Review of current trading SPACs.
  • Is there an ideal market for smaller offerings?
  • Update on capital pool companies (CPCs).
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